SEC Issued a Press Release Regarding Rules 3a5-4 and 3a44-2

Linda D. Garrow

Related Practices & Jurisdictions On March 28, 2022, the Securities Exchange Commission (SEC) issued a press release regarding two proposed rules, Rules 3a5-4 and 3a44-2 under the Securities Exchange Act of 1934 (the Act). These proposed rules intend to further define the phrase “as part of a regular business” to identify certain […]